supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
Social Responsibility Institute (CSRI) 2008 CSRI published "Corporate Social Responsibility Guidelines" 2009 Setting up of CSR Club 2012 CSRI published "CSR Guidelines" and "Sustainability Guidelines
capital management under Clause 1 means mobilizing of funds from institutional investors specifically for the purpose of setting up a venture capital juristic person, applying for registration of such
) Types and Scope of Duties Qualifications Qualifications of Applicants for aApproval of Investment Planner Qualifications of Applicants for Approval of Investment Consultant on Complex
-committee appointment; Board Policies , for instance, code of ethics, conflicts of interest and equitable treatment of stakeholders; and Board Practices , for instance, setting of directions, policies
แนะนำการลงทุนตราสารซับซ้อนประเภท 3 (IC complex 1 / IC complex 2 / IC complex 3) (ตารางคุณสมบัติ หน้า 38-49) - คุณสมบัติของผู้ขอความเห็นชอบเป็น ผู้แนะนำการลงทุนด้านตราสารทั่วไป (IC plain) (ตาราง