turn to share knowledge and experience relating to the setting up of similar funds in their respective countries and how to handle investor complaints and manage disputes. During the panel discussion
consulted with SEC about setting up SSF, which is expected for launch to the public in mid February this year. _______________________
developments included the setting up of a Fintech working group and the SEC announcement of support and participation in such activity along with other GEMC members. SEC Secretary-General Ruenvadee
underlyings. The key areas of revision are: (1) more detailed disclosure of the criteria for DW price setting to give investors sufficient information for decision making, and (2) permission for foreign stocks
. This revision came as a result of the earlier round of public comments, taking place last month, on its guiding principle for setting the licensing fees. In proposing the rule changes, the SEC took into
been set up and offered investment units to the public.?State enterprises can mobilize fund by setting up infrastructure funds in a pattern suitable for their own organizations; for instance, selling
services for institutional investors only. (5) 1 million baht for undertaking other securities businesses. SEC Assistant Secretary-General Paralee Sukonthaman said: “Setting an
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ได้ร่วมแสดงความคิดเห็นในฐานะหน่วยงานกำกับดูแลตลาดทุนไทย หัวข้อ “Setting the Scene – Role of Capital
-bank and if setting up as a company, more than 50 percent of all shares with voting rights must be held by the Ministry of Finance; (2) approved by the Bank of Thailand to provide financial services
with proper risk management for derivatives investment. In addition, stress test must be conducted while contingency plan must also be prepared. Mutual funds for AIs setting maximum limits of derivatives