2020) Related Rules and Regulations Inbound Notification of the Capital Market Supervisory Board No. Tor Nor. 41/2564 Re: Rules on Cross-Border Offerings of Covered Funds between Hong Kong Special
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Regulation. Clause 2 Applicant for securities business license in the category of investment advisory service which is a legal entity under Clause 1(1) to (5) shall- (1) be able to maintain capital funds and
insurance company licensed under law on commercial banking or law on life insurance, as the case may be, such applicant shall- (1) be able to maintain capital funds and set aside reserve capital in accordance
life insurance, as the case may be, such applicant shall- (1) be able to maintain capital funds and set aside reserve capital in accordance with law controlling business undertaking of such legal entity
SEC and not more than five persons elected by members of the SET to reflect on the involvement of capital market stakeholders. The SET Board must appoint one person as the SET Manager to manage the
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. 30/2558 Re: Approval of Foreign Auditors Outbound The Notification of the Capital Market Supervisory Board No. Tor Nor. 11/2564 Re: Rules for Management of Retail Funds, Mutual Funds for