Enforcement: 7 persons The SET can amend its Listing Requirements, with SEC approval, and issues supporting guidelines and documents. It engages in real time market surveillance to detect irregular or
Bangkok, March 22, 2016 ? The SEC is seeking public comments on the proposals to amend several provisions of the Securities and Exchange Act (SEA) B.E. 2535 (1992) and the Provident Fund (PVD) Act
relevant securities clearing house or central securities depository to amend, repeal, or revise its existing rules or regulations, or take any action as the Capital Market Supervisory Board deems appropriate
. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies
Discipline ● Proposed to amend the SEC Act to define clearer scope of responsibilities of listed companiesû directors and to empower investors in exercising their rights ● Cooperated with the SET in revising
Fund Raising of Businesses and Privatization of State Enterprises ■ Support for Unlisted Companies in Preparing to be Listed so that will Pave Way for Long-term Supply of New Products for the SET
responsibilities to set a good example for the market. The SEC Board and the SEC Pursuant to the Securities and Exchange Act B.E. 2535 (1992) (SEC Act), the SEC Board comprises: ë Five ex-officio members, i.e., the
implementation of good corporate governance to strengthen investors' confidence in securities markets. In 2007, market capitalization of the Stock Exchange of Thailand (SET) totaled at 6,636 billion baht
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9017 SEC to revise regulations on capital requirement for digital asset business operators to reflect risks. Presently, the digital asset business operators are
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9017 SEC to revise regulations on capital requirement for digital asset business operators to reflect risks. Presently, the digital asset business operators are