Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create
products and services in order to lessen their dependency on brokerage fee revenue, and launched a securities business liberalization roadmap to get the industry players started on the preparation for the
services are efficient, transparent, and examinable, in a bid to promote confidence towards, and integrity and security of, the overall financial system, and to improve the competitiveness and image of the
addition, investors get access to quality and non-discriminatory services, while businesses are equipped with sound management. At the same time, the development effort will continue for the Thai capital
practical knowledge and skills in the area of securities law enforcement; ë Risk-Based Approach Supervision Seminar - an in-house training for the SEC staff with guest speakers from the UK Financial Services
authorised in either jurisdiction for cross-border distribution Internal Operations Enhance communications and information technology services both internally and externally Internal services ● Prepared “One
operations. In work for which there are few service providers and the business operators will not be able to engage other service providers to provide services on their behalf immediately, this work may
mobilized as well as how products and services are being offered to the investor.The proposed law amendments, therefore, would serve as a main building block to further enhance our capital market?s
). In the case where no wrongdoing is detected, the SEC Office will not store such data; Data for verification of wrongdoing from the integrated public information and governmental services database
dispute for which each claimant seeks compensation not exceeding one million baht, and (3) In case of the dispute arising from the providing of securities business services, or the failure to comply with