Section 115 Securities and Exchange Act B.E. 2535 Section 115. In operating the business of investment advisory service, a securities company shall comply with the rules, conditions and procedures as
Securities and Exchange Commission No. OrThor. 7/2549 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back Office Service from Service Provider Whereas the securities company may
the Office of the Securities and Exchange Commission No. OrThor. 7/2549 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back Office Service from Service Provider Whereas
Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider By virtue of Clause 27/1 of the
the Office of the Securities and Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider
specified in the notification of the SEC. In this regard, the SEC may also specify fees or service charges which the securities company may charge its customers for the performing underwriting service.
Seminar Event: SEC Working Papers Forum #10/2015 Date: November 18, 2015. Registration and refreshments from 14.00 p.m. Presentation and discussion from 14.15 to 16.45 p.m. Venue: Meeting Room 1601
of Baht 292.42 million, decreased Baht 198.42 million or 67.86 % as follow: 1. Revenue from sale and service was Baht 9,694.62 million, increased Baht 1,660.32 million or 20.67 % from the same period
Baht 22.90 million, increased Baht 30.72 million or 134.15% as follow: 1. Revenue from sale and service was Baht 2,402.71 million, increased Baht 495.65 million or 25.99 % from the same period of last
has net profit of Baht 155.55 million, decreased Baht 141.11 million or 90.72% as follow: 1. Revenue from sale and service was Baht 2,465.50 million, increased Baht 349.60 million or 16.52 % from the