sufficient personnel to be able to operate the investment advisory service business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives
Ronghui International Service Co., Ltd. Ronghui International Service Co., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC
benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor
NATTEE & K SERVICE COMPANY LIMITED Nattee & K Service Company Limited had a duty to prepare and submit the result of the crowdfunding debentures sales report to the SEC office within 28 May
Shin-A Service Company Limited Shin-A Service Company Limited failed to prepare and submit the result of the crowdfunding debentures sale report to the SEC office within the period specified in the
Mr. Chu Yingjay Mr. Chu Yingjay, an Authorized Director of the Company, responsible for the operation of Ronghui International Service Co., Ltd. shall be liable for Ronghui International Service Co
MS. THANAPRON TONGUM Ms. Thanapron Tongaum, authorized director who is responsible for the operation of Nattee & K Service Company Limited shall be liable for Nattee & K Service Company
Advanced Info Service Public Company Limited Advanced Info Service Public Company Limited ("ADVANC") had duties to prepare and submit a report of key financial ratio for the year 2021