objectives of this Emergency Decree. Section 11. In case there is any act relating to digital assets which may cause serious impact or damages to the interest of the public at large, the SEC shall promptly
-71 of TCMA, this sanction is imposed to a Trustee and its director, manager or person responsible for the operation. The affected person is entitled to file an appeal within 15 days. The more serious
structure of a type of security, or the lack of robust data about the assets underlying the security raise serious questions as to whether the CRA can determine a high quality credit rating for the security
materially affect investors’ investment decision such as 1. serious damages 2. changing in issuer’s objects or the nature of business 3. events of default 4. entering into an agreement entrusting other persons
procedures. Clause 31 In the case of a serious incident, in addition to the actions under Clause 29 and Clause 30, the relevant derivatives exchange shall also report that serious incident to the SEC Office in
, and expertise. For example, where the complexity of a security or the structure of a type of security, or the lack of robust data about the assets underlying the security raise serious questions as to
procedures. Clause 42 In the case of a serious incident, in addition to the actions under Clause 40 and Clause 41, the relevant derivatives clearing house shall also report 13 that serious incident to the SEC
Section 32 or Section 33 shall submit a report with reasons to the SEC Office immediately when one of the following incidents occurs: (1) the company suffers serious damage; (2) the
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
Reporting in ASEAN: State of Corporate Practices, 2022 17 https://www.globalreporting.org/news/news-center/asean-companies-get-serious-about-climate-change/ 18Source: Kirkland, 2022 Centrality of TCFD and