derivatives on the exchange and OTC - a bar from serving as a director or executive in an issuer or a securities/derivatives business operator Disapprove to enforce civil sanctions Factors considered in the
://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 178/2022 Dated 11/11/2022 with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board
the documents of POLAR. In addition, they attempt to dishonestly convert POLAR’s property to himself or a third party http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an
Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 . Later, she took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the
with an Inquiry Official Dated 28/02/2019 debtors as GL’s income on those financial statements and financial reports but the fact that the transactions are an execution of asset misappropriation by GL’S
. As a http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 17/04/2018 entries or failed to enter any material statement in the documents of POLAR. In
Industries Public Company Limited (“CIRKIT”) (now known as Venture Incorporation Public Company Limited (“VI”)), a securities http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an
make an argument with evidence against the allegation before the SEC commences the consideration of the case except when it is necessary and appropriate for the SEC to take a prompt action to prevent
18/12/2009 company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of
/2022 and 24/02/2023 - a bar from serving as a director or executive in a digital token http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 08/02