separate row. 1.2.2 Product information Give a separate description of each product line or business group in the following matters. (1) Characteristics of products or services and development of business
equity method. 3 Describe the nature and proportion of other incomes, other significant incomes must be displayed in a separate row (if any). Give a separate description of each product line or business
significant incomes must be displayed in a separate row (if any). 2.2 Give a separate description of each product line or business group in the following matters (according to the income structure). The
: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency (No. 2) dated 24 September 2014. Clause 3 In this Notification: “ capital market product
Clients regarding Investment in Capital Market Products Denominated in Foreign Currency (No. 2) dated 24 September 2014. Clause 3 In this Notification: “ capital market product denominated in foreign
by CIS Operator ) [ ] 6. A document demonstrating that the investment policy and product restrictions of NRI CIS are in accordance with those specified by the Notification of the SEC Thailand relating
% ; product limit ≤ 15% (ข้อ 73 ประกาศ สน. 24/2552 และหนังสือเวียน ที่ กลต.น.(ว) 39/2549) ลงทุนได้เฉพาะหน่วยกอง MMF เท่านั้น เหมือนเดิม single fund limit ≤ 10% (ข้อ 106/2(3) ประกาศ สน. 33/2553) ห้ามลงทุน 2.5
ลงทุนทั้งหมดของลูกค้าด้วย (2) กรณีที่ผล suitability test ของลูกค้า อยู่ในระดับความเสี่ยงต่ำ ไม่ได้หมายความว่า ลูกค้าจะลงทุนใน product ที่ระดับความเสี่ยงสูงกว่าระดับความเสี่ยงที่ลูกค้ายอมรับไม่ได้เลย แต่
Clause 5(6) shall pay a separate fee as derivatives selling agent at an amount not less than 25,000 baht per year and not more than 1 million baht per year. In the case where a licensee has suspended the
market product having high risk or complex characteristics shall comply with the regulations under Chapter 6; (7) receiving trading orders of capital market products outside the offices of intermediaries