or in contrary to the order of the regulator / acting in contravention of the laws or acting unfairly or in an exploiting manner.​ Having been sentenced to imprisonment by the court's final judgment on

named in a complaint by the SEC or financial institutions regulatory body or subject to any  legal proceedings following such criminal complaint or having been sentenced to imprisonment by the  court's

following such criminal complaint or having been sentenced to imprisonment by the court's final judgment except in the cases where the term of imprisonment or the suspension of sentence has lapsed for a

sentenced to imprisonment by the court's final judgment except in the cases where the term of imprisonment or the suspension of sentence has lapsed for a period of not less than 3 years in connection with the