countries; (2/1) giving advice by foreign derivatives business operators which is specifically intended for institutional investors and concerns derivatives contracts overseas in which institutional investors
conform to the generally accepted academic principles or international standards as set out by the association. The Office shall have the authority, if necessary and appropriate, to order any management
พลัส จำกัด 28,788,746 79.97 25,345,565 70.4 92.96 SWAP หุ้นในอัตรา 1 หุ้น TUF ต่อ 1.8 หุ้น SC 2,027,645,200 4* บมจ.โฟร์โมสต์ ฟรีสแลนด์ (ประเทศไทย) FFT 11/1/42 12/1/42 - 16/3/42 Friesland International
assigned to take direct responsibility for accounting supervision, the Company’s secretary and the representative for contact and coordination in case of a foreign company Attachment 2: Details of the
/7/43 18/7/43-19/9/43 Chicony Overseas Inc. บมจ.เอกธำรง เคจีไอ 3,156,267 หุ้น 687,900 W 66.70 19,044,129 หุ้น 191,800 W 38.31 27.88 หุ้น 71.61 W 27.88 หุ้น 38.80 W 28.00 744 ล้าน 10 บมจ.เดอะโคเจเนอ
: _____________________________________________ 6) Is the foreign ETF subject to supervision of Home Regulator that is a member of International Organization of Securities Commissions (IOSCO)? Yes No If “No”, please specify
For the purpose of considering an application for approval as a foreign auditor in the Capital Market for Mr./Mrs./Miss …………………………………………... (applicant’s name) by the Securities and Exchange Commission
, derivatives intermediary or life insurance company whether established under Thai or Foreign law. “ payment information management for securities trading ”5 means services relating to collecting, organizing and
reference. 9 Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency ____________________ By virtue of Section 16/6 and