× 2023 SEC Oversight of Securities Short Selling ContactUs
unitholders. (a) Decreasing minimum subscription (b) Increasing in channel of selling and redemption investment units (c) Increasing in selling agent (d) Increasing in frequency of (e) Decreasing
unitholders. (a) Decreasing minimum subscription (b) Increasing in channel of selling and redemption investment units (c) Increasing in selling agent (d) Increasing in frequency of (e) Decreasing
○ Investment Powers and Restrictions ○ NAV calculation ○ Advertising ○ Disclosure ○ Private Fund Selling Representative ○ Notifications of Investment Management Companies • Derivatives Fund
○ Investment Powers and Restrictions ○ NAV calculation ○ Advertising ○ Disclosure ○ Private Fund Selling Representative ○ Notifications of Investment Management Companies • Derivatives Fund
Securities Underwriter Securities Company and Other Financial Institutions List of Registered Selling Agent Securities Inter-Dealer Broker Limited BDU Bond Dealer & Underwriter Licensed
inconsistent with the normal market condition. (Section 244/4) 1. Purchasing or selling securities in such a way that does not involve a change of beneficial ownership of such securities; 2. Placing a
inconsistent with the normal market condition. (Section 244/4) 1. Purchasing or selling securities in such a way that does not involve a change of beneficial ownership of such securities; 2. Placing a
of unitholders register for dividend payment shall be announced on the following business day. (4) The NAV and the investment unit value as of the business day before selling the investment units to
investment unit value as of the business day before selling the investment units to increase authorized share capital shall be announced on the day of selling the investment units. 6.2 Open-end funds (1