auditing by the auditor approved by the SEC Office; (5) know-your-client measures, client due diligence process and measures against financial assistance to terrorists or money laundering. Section 31. In the
by the SEC Office; (5) know-your-client measures, client due diligence process and measures against financial assistance to terrorists or money laundering. Section 31. In the case where a digital asset
purchase or sell a securities with a [concurrent] agreement to sell back or buy back such securities; (3) any contract or trade as specified in the notification of the SEC. SECTION 5. Any derivatives
said person; (1) gives information, cooperates or giving assistance by any means to the SEC, the Capital Market Supervisory Board or the Office in cases where the officer, the employee or such other
Section 32 or Section 33, as specified in the notification of the SEC Office; (2) any securities which are issued by a third party who grants the securities holders the right to purchase, sell, acquire, or
, appointment, dismissal and discipline for personnel and employees of the SEC Office, the determination of salary and other remuneration as well as welfare and assistance; (4/1) 4 the prescription of a guideline
of the SEC Office, the determination of salary and other remuneration as well as welfare and assistance; (4/1)4 the prescription of a guideline for consideration of any potential issues which may arise
provide reasonable assistance. SECTION 65 In the execution of his duties, a competent official shall present his identification card to the person involved. The identification card of the competent official
In the execution of duties of a competent official, relevant persons shall provide reasonable assistance. SECTION 65 In the execution of his duties, a competent official shall present his