objective in undertaking fund management business for short and long term. Objective should be set for the short-term plan and criteria/factor for evaluation of the accomplishment of the plan should be
Company inspects, monitors and assesses the risks affecting the achievement of the vision, objectives, goals or strategy on the operation of the Company, and identify the preventive measures at an
other interested person as specified in the notification of the SEC; (4) purchase and sell futures and options on securities whether in its own name or for customers unless the SEC issues a notification
rights, construct, purchase, provide, sell, dispose, rent lease, hire purchase, grant of hire purchase, borrow, lend accept pledge, accept mortgage, exchange, transfer, accept transfer, or take any action
Exchange Commission. Clause 2. A securities company may sell securities that are not in its possession only in the following cases: (1) short sale for the securities company itself or pursuant to the
entrusted to sell or redeem investment units, as the case may be, of mutual fund; “Staff” means any staff and employee of the management company and shall include managing director or equivalent which is
Nature of Options Options is a contract in which the seller gives the buyer the right to buy or sell the underlying asset at a fixed price within a specified period of time and conditions, or the right to
ที่เรียกเก็บได้จากการเรียกเพิ่มหรือบังคับชำระหนี้ บัญชีมาร์จิ้น Call Margin Force Sell/Buy บัญชีสัญญาซื้อขายล่วงหน้า Call Margin Force Sale/Buy (3) รายละเอียดลูกค้ามาร์จิ้น ลำดับ ที่
purchase or sell a securities with a [concurrent] agreement to sell back or buy back such securities; (3) any contract or trade as specified in the notification of the SEC. SECTION 5. Any derivatives
การบังคับชำระหนี้ บัญชีมาร์จิ้น Call Margin Force Sell/Buy บัญชีสัญญาซื้อขายล่วงหน้า Call Margin Force Sale/Buy (3) รายละเอียดลูกค้ามาร์จิ้น ลำดับ ที่ เลขประจำตัว คำนำหน้า ชื่อ-สกุล