Transactions in the Capital Market Act B.E. 2550 (2007), Royal Enactment on Special Purpose Juristic Persons for Securitisation B.E. 2540 (1997), and Provident Fund Act B.E. 2530 (1987). The SEC strongly
, private sector representatives, practitioners and academics from the region and international institutions. In his opening remarks, Mr Prashant Saran, whole time member of SEBI, stressed the importance of
Section 104 Securities and Exchange Act B.E. 2535 Section 104. A securities company shall appoint directors or managers or enter into an agreement with other persons, giving the power, either in
committee comprising members from various professions. They can give warnings for poor behaviour, or ban the persons involved from serving as directors of public companies. Great progress was also made in the
preserving retirement savings. Over the past several years, the importance of corporate governance has been highlighted by an increasing body of academic research. Studies have shown that good corporate
financial officer (CFO), bookkeeper, managing director, audit committee and auditor – emphasize the importance of the financial reporting processes and have an: Building Capacity of Stakeholders Throughout
and advice that is relevant to investors. It also contains new principles with respect to cross border listings and the importance of fair and effective price discovery in stock markets. IV) The role of
principles for governments to follow in developing their regulatory frameworks, recognising the importance of supervisory, regulatory and enforcement authorities in ensuring effective implementation. Broad
deliver excellent financial products and an unsurpassed service experience to all our customers. Meanwhile, KBank places equal importance on supporting functions which are in harmony with our business
the receivership order. If said persons fail to comply with the new provision, they shall be fined not more than Baht 200,000. If the violator is a juristic person, its representative shall be subject