determine a violation and take an action on any individual or firm, the SEC would investigate and gather information, facts and evidence concerning the violation. Generally, an alleged offender may clarify or
or take any actions as specified in the scheme to maintain the investment unit at a constant price. Investment unit values allotted to each unitholder shall be rounded up to 2 decimal digits according
. Securities Registrar Provides service in preparing and maintaining the register book of securities holders, transfer of securities ownership, pledge and seize, as well as the closing of the book in order to
the days of the significant errors in the valuation (at least one satang and worth at least 0.5% of the correct value or price); (2) Take any actions to ensure that the investors are informed the
10 decimal digits according to international standards. (2.3) Increase or reduce the number of investment units or take any actions as specified in the scheme to maintain the investment unit at a
take 45 days and 30 days respectively. Observation and consideration period take 45 days and 30 days respectively. Observation and consideration period take 45 days and 30 days respectively. Application
- - - Fast Track - - - Period of time required in observing + considering the application Observation and consideration period take 45 days and 30 days respectively. Observation and consideration period take
company shall take any of the following actions: (3.1) Dissolve the funds; (3.2) Withdraw the guarantee. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial