SECURITIES AND EXCHANGE COMMISSION TRANSLATED VERSION codified up to No.15 as of April 8, 2015 Readers should be aware that only the original Thai text has legal force and that this English
management company shall carefully invest or seek benefit for a fund from securities, derivatives contracts or other assets, execute a short sale, create any obligation or seek interest or benefit by other
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities
indicates an obligation of over allotment of shares, a securities underwriter who is a provider of over-allotment shares shall monitor and prohibit its employees who take part in providing over-allotment
indicates an obligation of overallotment of shares, a securities underwriter who is a provider of overallotment shares shall monitor and prohibit its employees who take part in providing overallotment shares
providing of work systems for proprietary securities investment.” Clause 15. In cases where the underwritten securities are shares and the securities underwriting agreement indicates an obligation of
or the annual registration statement, clarify the results of such plan and prediction as well; - In case of issuance of debt securities with an obligation to maintain financial ratios, clarify whether
of such plan as well; - In case of issuance of debt securities with an obligation to maintain financial ratios, clarify whether or not such obligation has been fulfilled. (Compare the actual financial
securities An investment in debt instrument means an investment in a contract showing that the instrument issuer has both directly and indirectly obligation to pay cash or other asset to the instrument holder