supervision under the authority of multiple agencies as seen in the following areas: Securities trading The Ministry of Finance had the power to regulate securities trading on the Stock Exchange of
Thailand Securities Institute (TSI) of the Stock Exchange of Thailand (The number of hours in attending such courses before the effective date of the notification can count as a refresher course under the
business day. (2) Announcement the NAV and investment unit value: (2.1) For mutual fund which investment units are securities listed in the Stock Exchange, the NAV and the investment unit values as of the
business day. (2) Announcement the NAV and investment unit value: (2.1) For mutual fund which investment units are securities listed in the Stock Exchange, the NAV and the investment unit values as of the
of Thailand Telephone: 1213 Website: www.1213.or.th ● Trading signs of listed company ● Information of listed company (e.g., news, financial statements, list of shareholders) The Stock Exchange of
SET is to operate stock exchange business, having powers to issue various rules and regulations. The Securities and Exchange Act B.E. 2535 specifies that SET is an organization under the supervision of
SET is to operate stock exchange business, having powers to issue various rules and regulations. The Securities and Exchange Act B.E. 2535 specifies that SET is an organization under the supervision of
a mutual fund with investment units as securities listed in the Stock Exchange: (1) Closing the registrar of unitholders at a minimum of once a year; (2) Where the number of unitholders at the closing
a mutual fund with investment units as securities listed in the Stock Exchange: (1) Closing the registrar of unitholders at a minimum of once a year; (2) Where the number of unitholders at the closing
receiving a transfer of securities between each other. G roup 4: Other related cases 4.1 Placing, modifying or cancellation a securities trading order through the securities trading system of the Stock