SEC Search

Search

คุณอยู่ที่ : หน้าแรก > Search > Search Results

1 - 10 of 25 results

Ranking - Securities/Derivative Business

Ranking - Securities/Derivative Business สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 13 August 2024 10:29 Ranking - Securities/Derivative Business Please enter search criteria

https://market.sec.or.th/public/idisc/en/Ranking/Intermediaries/LicenseeType

Licensed Dealing of Debt Securities

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Securities Brokerage: Debt Securities (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=11&grptype=&lcstype=&/en

Bond Dealer & Underwriter

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Dealing of Debt Securities (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=2&grptype=lcstype=/en

English (United States) Intermediaries

'Site_Menu_Detail' กรุณาเพิ่มข้อมูลใน Library ดังกล่าว Regulations SHARE : Detail Content Intermediaries Regulatory Summary Related Rules and Regulations Related Forms Securities Business

https://www.sec.or.th/EN/Pages/LawandRegulations/Intermediaries.aspx

Securities Inter-Dealer Broker

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Securities Financing (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=7&grptype=7174lcstype=/en

Securities Borrowing & Lending

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=7&grptype=727576lcstype=/en

Limited BDU

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Private Fund Management (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=&grptype=122242lcstype=/en

Securities Company and Other Financial Institutions

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Securities Underwriting (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=4&grptype=lcstype=/en

Securities Companies and Other Financial Institutions

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Securities Dealing (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=20&grptype=lcstype=/en

Securities Companies and Other Financial Institutions

process of temporarily suspending their business or suspended business operations by SEC List of company licensed Securities Brokerage (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company

https://market.sec.or.th/LicenseCheck/views/Intermediaries/en?licno=1&grptype=lcstype=