maturity date within 1 year, unless such condition has been waived by the SEC Office; 2. financial lease contract which a securities company, as lessee, would be able to terminate the contract before the
2 In this Notification: “intermediary” means a securities company or a derivatives intermediary. “the Notification concerning personnel” means the Notification of the Capital Market Supervisory Board
securities, the terms “warrant” “execise of rights under warrants” “institutional investors” “registration statement” “parent company” “subsidiary company” “executive” “major shareholder” and “controlling
grant approval for securities companies to undertake trust business under the following rules and conditions: Clause 1. In this Notification: “Securities company” means a company which obtains a license
detailed information relating to the issuing company of the securities and the conditions of securities, including the suitability for investment and the relevant risk exposure. The effectiveness of this
, investors should exercise their own judgment when considering detailed information relating to the issuing company of the securities and the conditions of securities, including the suitability for investment
with power in whole or in part in the management of the company 5. changing in credit rating of the issuer’s debt securities 6. expanding the amount of debt securities to be offered under the MTN Program
The Securities and Exchange Commission UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The