KASIKORNBANK PUBLIC COMPANY LIMITED 2 October 2006 5 INNOVEST X SECURITIES CO.,LTD. 19 October 2006 6 RABBIT LIFE INSURANCE PUBLIC COMPANY LIMITED 7 May 2009 7 PHATRA SECURITIES PUBLIC COMPANY LIMITED 6
: Clause 1 Any securities company obtained some but not all of the securities business licenses in the category of securities brokerage, securities underwriting and securities dealing, may file an
Ministry of Finance Re: Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder (as amended) Clause 1 In this Notification: "securities company" 1
Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulation as follows: Clause 1 Any securities company obtained some but not all of the securities business licenses in
/ Derivatives Businesses Securities Brokerage Securities Companies and Other Financial Institutions Staff or Agent (individual) Acting as Investor Contact of the Company D erivatives Agent Licensed
specifies a minimum paid-up capital of 100 million baht for security company operating securities business in the category of securities dealing or securities underwriting or the securities company keeping
Content List of Code Signatories Government Agencies/ Association/ Other Institutes Asset Management Companies Securities Company
Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application By
duties to report misconducts of directors, managers or persons responsible for company's / securities' company operations on the following offences: Section 281/2 Paragraph 2 (Director or executive of the