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this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of gold derivatives” means any person

gold derivatives” means any person registered as market maker with derivatives exchange licensed by the Securities and Exchange Commission, to provide liquidity for trading of gold derivatives in such

Microsoft Word - hearingร่างประกาศgoldfund07อน.doc เอกสารรับฟงความคิดเห็น เร่ือง รางประกาศการแกไขหลักเกณฑการจัดตัง้และจัดการกองทุนรวมทองคํา (gold fund) จัดทําโดย สํานักงานคณะกรรมการกํากับหลัก

secure or satisfy the obligations incurred incidental to or resulted from derivatives transaction for the account of a customer, it shall, in compliance with the rules specified in the notification of the

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