2.8.1 Introduction Whereas Section 61 Section 89 and Section 199 of the Securities and Exchange Act B.E. 2535 (1992) and the Notification of the Capital Market Supervisory Board relating to the Rules
2.8.1 Introduction Whereas Section 61 Section 89 and Section 199 of the Securities and Exchange Act B.E. 2535 (1992) and the Notification of the Capital Market Supervisory Board relating to the Rules
which the auditor is attached as prescribed by the regulations summarized below: Individual Qualifications (1) being a certified public accountant whose license is still valid; (2) being a leader of an
are prescribed under Section 317 of the Securities and Exchange Act of 1992, Section 155 of the Derivatives Act of 2003, Section 94 of the Trust for Transactions in Capital Market Act of 2007, Section
Inform, disseminate, or certify any statement of information that is materially misleading (Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241
Inform, disseminate, or certify any statement of information that is materially misleading (Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241
Securities Business in the Category of Venture Capital Management B.E. 2545 By virtue of Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535, which is an Act
virtue of Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535, which is an Act containing provision in relation to restrictions of rights and liberties of persons
enforcement. Securities and Exchange Act Emergency Decree on Digital Asset Businesses Section 317/1 of the amended SEA allows the following offences to be prosecuted by a civil sanction: (1
Section 114 – Section 119 of the Derivatives Act) and the trustee and directors and executives thereof (under Section 70-71 of the Trust for Transactions in Capital Market Act). There are several levels of