Type of securities : Common share | Effective Date : 21/06/2021 | Close Selling Date : 25/06/2021

ประเภทหลักทรัพย์ : หุ้นสามัญ | วันที่มีผลใช้บังคับ : 21/06/2564 | วันที่ปิดการขาย : 25/06/2564

applicant and group of parent company.  {A}'s actions were considered as failure to comply with the Notification of the SEC Office concerning approval of financial advisor and scope of performance while {X1

. SorNorSor. 1/2562 (2019), Re: Regulations, Methods and Conditions for Personal Loan Business under Supervision, effective February 1, 2019, which contains salient points as follows:  Extend scope for

social distancing practices put in place to combat the viral transmission, which have posed a new challenge to our competitiveness, while we have sought new business opportunities to secure our status as a

Discipline ● Proposed to amend the SEC Act to define clearer scope of responsibilities of listed companiesû directors and to empower investors in exercising their rights ● Cooperated with the SET in revising

adverse opinion on the financial statements; A qualified opinion on any significant transaction that incompliance with accounting standards; An opinion that the auditing scope is limited by the company or

Advisors and Scope of Work. The SEC, therefore, has suspended the approvals of {X1} Securites and {A} as financial advisor and financial advisory supervisor throughout the remaining periods of their

Exchange Commission Example 3 : Risk assessment did not cover significant issues such as the business background of the board and shareholders, indicator of limited scope, the engagement team’s competency

reducing the scope of digital asset from being an electronic data unit created in any electronic system to include only “crypto asset” with https://www.sec.or.th/Documents/PHS/Main/1008/hearing322567en.pdf