, Thai Baht, US dollars (USD). 3. Credit rating: Specify whether or not a credit rating is arranged for the structured notes and/or the issuer of structured notes and/or guarantor/aval giver. If yes
. Notification of the Capital Market Supervisory Board Tor Jor. 12/2559 Re: Application and Approval for Offer for Sale of Structured Notes ____________________ By virtue of Section 16/6 of the Securities and
established and structured accordingly: - Chairman is SEC Secretary-General by virtue of his position; - Ex-officio members, representing the government, i.e., SEC Deputy Secretary-General and Director General
post-approval obligation ___________________ Clause 11 The application for the offering of newly issued units shall be approved by the SEC Office upon satisfying the following requirement: (1) for a
that be structured as a bond or a loan or some other form of debt instrument. Further detail on the types of bonds, loans and other debt instruments which can be certified under the Climate Bonds
E_1 Legal_FA_2015_12_29-c A WWCCoorrppLL44..11hhiigg A Executive Summary 1 Management Discussion and Analysis For the Year Ended December 31, 2017 In 2017, Thai economic growth gained traction, buoyed by strong recoveries in tourism and exports. This growth momentum is expected to carry on into 2018, especially amid a brighter outlook in public and private investment. Nonetheless, the business sector remained challenged by new modes of competition in a broader marketplace amid the advancing digi...
environmental, social, and governance (ESG) risks. The index is used as a performance benchmark for tracker funds and structured products, with ESG ratings used as standard criteria by socially conscious
Business and Human Rights “Sustainable Financing: What Companies Need to Know?” seminar, organized by the Ministry of Justice in collaboration with Global Compact Network Thailand (GCNT) and the United
assets. After the rules on issuance and offering of structured notes came to force in May 2003, the SEC organized a seminar on çStructured Note: New Alterative for Risk Managementé to educate market
. We also arranged orientation sessions on good corporate governance for new executives, while a lecture on Corporate Governance, Risk Management and Compliance (GRC) was organized for management. In