According to the findings after a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, the offenders were divided into two groups, with details as follows
หนังสือแจ้งการจัดสรรหุ้นสามัญเพิ่มทุน (Translation) O.C.C. Public Company Limited Information Memorandum on Acquisition of Assets October, 2017 Information Memorandum on Acquisition of Assets O.C.C
Facebook Page ชื่อ Stock Exchange Fund : Unlicensed securities and derivatives business (Disclosure Date : 16/02/2024)
Facebook Page ชื่อ Thai Stock Fund : Unlicensed securities and derivatives business (Disclosure Date : 07/05/2024)
ONE ASSET MANAGEMENT LIMITED|Retirement Mutual Fund : RMF | Offering Date : 03/12/2001 - 10/12/2001
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 21/04/2020 - 28/04/2020
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Specific Fund
Facebook Page ชื่อ Stock Exchange Fund : Unlicensed securities and derivatives business (Disclosure Date : 16/02/2024)
Facebook Page ชื่อ Thai Stock Fund : Unlicensed securities and derivatives business (Disclosure Date : 07/05/2024)
Facebook Page ชื่อ Stock and fund professional : Unlicensed securities and derivatives business (Disclosure Date : 03/07/2024)