Bangkok, 12 February 2024 – The Securities and Exchange Commission (SEC), in collaboration with the Thai Bond Market Association (ThaiBMA), has developed a standardized sample of a bondholders
developed the sample bondholders’ representative appointment agreement to provide guidelines for appointing a bondholders’ representative. Bond issuers can revise this sample agreement to suit each bond
the development of the application that would be beneficial for investors, with which basic information can be convenient found and inspected. This application is another one of the measures
Waiver : Mr. Vorasit Pokachaiyapat | Application Date : 04/10/2018
The SEC has amended the regulations concerning supervision of personnel in capital market businesses by extending the renewal application submission period from September 1st to December 15th each
application for approval have been effective from 16 July 2018. The capital market intermediaries of all kinds, whether it be securities brokers, mutual fund brokers, management companies for mutual funds or
, the SEC has launched the application fee reduction scheme to allow auditors affiliated with audit firms in the capital market to apply for approval as auditor in the capital market for the first time
investors, SEC has also developed the SEC Bond Check application, for easy access to the names of bonds that are issued and on sale, the tenor, the rates of interest, the risk levels, as well as the ability
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
Financial Sector Cybersecurity Talent 2024 ในหลักสูตร “Cybersecurity Synergy : Web Application Security and Digital Forensics for Effective Incident Handling” ระหว่างวันที่ 30 – 31 พฤษภาคม 2567 ในการอบรม