Sales results of the foreign CIS units that have been offered in Thailand : Balance at the end of the previous calendar year on 31 December 20________ ……..…………………… units Subscription

Sales results of the foreign CIS units that have been offered in Thailand: Balance at the end of the previous calendar year on 31 December 20________ ……..…………………… units Subscription

” means a person who entrusts a securities company to undertake the purchase and sales of securities on his/her behalf; “institutional customer” means a commercial bank or finance company or securities

of the revenue code 5. Income (Loss) after income tax means net profit (loss) after subtracted by the income taxation and prior to the extraordinary items In a case of having a net loss, it shall

number 3. Experience in capital markets Are you currently allowed by law to audit the financial statements of the public interest entities whose shares are traded in the main board of the foreign stock

sales to the public; (4) In case of initial public offering of shares for the purpose of listing such shares on the Stock Exchange, if any securities underwriter does not follow the fair allocation

results of securities sales to the public; (4) In case of initial public offering of shares for the purpose of listing such shares in the Stock Exchange, if any securities underwriter does not follow the

หน้าที่การตลาด (sales license) และหนังสือรับรองการจดทะเบียนสำนักงานสาขากับกระทรวงพาณิชย์ มาด้วยแล้ว ขอแสดงความนับถือ ลงชื่อ ……………………………………(ผู้มีอำนาจ) เพื่อและในนามบริษัท……………………………….

Re: Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services _____________ By virtue of Section 98(10) and Section

and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services _____________ By virtue of Section 98(10) of the Securities and Exchange