such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of solicitor/advisor such as company’s name, address, website, online media, full name and contact
Issuance and Offering of Debt Securities, Derivatives and Structured Products Chairman of the Sub-committee on Consideration of Regulations on Supervision of Business and Market Intermediaries, Sales Conduct
Issuing Companies and Business Takeovers Member of the Sub-committee on Consideration of Regulations on Supervision of Business and Market Intermediaries , Sales Conduct and Provision of Investment Advice
derivatives intermediaries with underlyings such as SET index, oil and precious metals (gold, silver, etc.); For the list of licensed securities companies, please click SEC Check First . For the list of
Investment Schemes: eligibility, governance, organization and operational conduct, and supervision of investment management business; legal structure; and offering and sales of funds as well as the related
Investment Schemes: eligibility, governance, organization and operational conduct, and supervision of investment management business; legal structure; and offering and sales of funds as well as the related
หลักทรัพย์มีกรปฏิบัติงนท่ีรัดกุมและมีประสิทธิภพในระบบ งนกรเสนอขยตรสรหนี้แก่ผู้ลงทุนรวมทั้งเป็นไปตม กฎเกณฑ์ที่เกี่ยวกับกรออกและเสนอขยตรสรหนี้ เช่น กรคัดเลือก (product screening) และกระบวนกรขย (sales