> Fundraising > Equity Instrument > Share > Related Forms Regulations SHARE : Detail Content Equity Instruments Shares Related Forms Application for Approval of an Offer for Sale of Newly Issued Shares
Debentures (CD) Warrant Approval Conditions The SEC generally approves the offer for sale of ESOP, namely, application to the SEC for approval is not required for the offer to sell newly issued shares for ESOP
> Mutual Fund > Offering of Investment Units Regulations SHARE : Detail Content Offering for Sale of Investment Units Summary of regulations The initial public offering (IPO) period shall not be
Regulations Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign Exchange (Codified) Provisions relating to Offer for Sale of Securities Issued by
of mutual fund (1) Upon completion of the initial public offering (IPO), if the number of unitholders are less than 35, or the sale of the investment units does not comply with the rules, the approval
concerning property by a relevant agency, only for a cause arising from a deceitful, fraudulent or dishonest act, or having an application for an offer for sale of newly issued securities rejected by the SEC
complaint or legal prosecution for an offense concerning property by a relevant agency, only for a cause arising from a deceitful, fraudulent or dishonest act, or having an application for an offer for sale
company in the stock market Offer to sell shares at a discount Private Placement (PP) of shares and warrant – in case of a listed company Subscription, sale and allocation Share Public Offering (PO