retention, these are stored in safe places in the SEC Office, i.e., central cabinets with locks. Document access is set by authorization and records of users are kept, etc. Complete documents are stored in
: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities/derivatives Statement report Confirmation note Transfer form Other documents such as a copy of share
, the mutual fund management companies must complete the transactions within five business days from the date of accepting transfer orders from the unitholders. (5) In the case of fund dissolution, the
, the mutual fund management companies must complete the transactions within five business days from the date of accepting transfer orders from the unitholders. (5) In the case of fund dissolution, the
website ( SEC News No. 105/2019 ) SEC warns BX clients to keep away from unsolicited transfer of funds or digital assets via fake websites or Facebook accounts ( SEC News No. 106/2019 ) Q & A
/executive of the company. Q: What are specific duties of directors according to the SEA? A: The SEA does not stipulate any specific duties for directors but provides a safe harbor for directors and
of the transfer restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative
(PO) Approval Qualifications and approval rules - The approval will be granted upon the registration of the transfer restriction, features of the instruments, draft terms and conditions and a
sell or transfer their subscription rights. TSR is an instrument issued by a listed company to existing shareholders without having to request for approval and submit filing. However, the company must
examination of purchase or redemption of investment units. (2) Transfer of investment in investment units, as well as the benefits thereof from one LTF to another LTF, shall be completed within five business