against {X1} Company Limited and strictly instructed the company to improve its compliance with the oversight regulations.The company's offense was liable to violation of Section 113 of the Securities and
Bangkok, January 22, 2014 ? Following the acquisition of control over Electronics Industry Public Company Limited (EIC) by Bee Taechaubol and Thai Prime Co.Ltd., where the tender offer for all EIC shares has been launched at 1.25 baht per share, Bee has been found purchasing 1,017,500 EIC shares through the Stock Exchange of Thailand (SET) at 3.50 baht a share. The tender offer will be closed on January 27, 2014.As the purchase price is higher than the tender offer price, it caused unfair tre...
Offeror : NHCT Co.,Ltd. | Date of submission of the Statement of Intention : 05/08/2008
principle of widespread distribution to general subscribers without specific allocation to any particular individual (cherry picking), and must not be an arbitrage in evasion of regulatory compliance
SHARE : SEC urges digital asset business operators to give priority to cybersecurity and client’s asset safe keeping Friday 4 February 2022 | No. 20 / 2022 Bangkok, 4 February 2022 – The Securities and
investment by country and instruments / and compliance with the law and the rules and regulations. Information on the supervision of ThaiBMA: Directors, executives of the company, and the contact persons of
compliance with the Bankruptcy Law, the provisions in relation to duties and responsibilities of director and executive under Section 89/22 shall apply to the following persons: (1) Interim executive, planner
custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of its client’s assets; (b
to operate as a custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of
/branch managers or equivalent positions)/Head Back/Compliance/Risk (deputy managers or equivalent positions/assistant managers or equivalent positions/departmental directors or equivalent positions/Head