Offeror : NHCT Co.,Ltd. | Date of submission of the Statement of Intention : 05/08/2008
PowerPoint Presentation Procedure for Administrative Action and Appeal Filing Taking legal action(s) Administrative Action Civil Sanction Criminal Action Considering whether to constitute law
Clause 3. Law on administrative procedure shall, mutatis mutandis, be applicable to a consideration and imposition of administrative sanction and consideration on an appeal against such imposition. Clause
Court of First Instance The Appeal Court The Supreme Court These offenses (e.g. presenting false statement concerning public offering, analyzing financial position based on false information, using or
the civil sanctions. The SEC Office files the case with the civil court. The Court imposes civil sanctions. The Court dismisses the case Is the judgement appealed? The Appeal Court YES Imposing the
PICNI containing materially false or incorrect statement in order to deceive others. The action was violation of Section 312 of Securities and Exchange Act B.E. 2535. The Appeal Court overturned the
containing materially false or incorrect statement in order to deceive others. The action was violation of Section 312 of Securities and Exchange Act B.E. 2535 The Appeal Court overturned the judgment of the
(Section 105, 106) Reporting Requirements (Section 109) Disclosure Branch Offices / Representative Offices (Section 92, 93) Complaint Handling Anti-money Laundering Information Technology Arbitration Appeal
historical returns Maximum Withdrawal rate for a 30 year period, with the starting point varying by year The idea of “safe” was measured by the likelihood that you would still have money left after 30 years