work system 3. Filing the original documents: 3.1 Download an application form for approval of wealth advisors from the SEC's website. Make corrections in the form as advised by the SEC after the
work system 3. Filing the original documents: 3.1 Download an application form for approval of wealth advisors from the SEC's website. Make corrections in the form as advised by the SEC after the
bondholders' representative). (original requirements) - For the offering of bills, the approval will be granted upon submission of the report on features of the bills. - For the offering of bills, a statement
audit quality control system of the audit firm. As such, the auditing must be carried out under the good quality control system both at firm level and engagement level. In response to the aforesaid, the
from the fund under the following conditions: 4.1 The mutual fund is converted upon the expiration of the original scheme; 4.2 The unitholders received the investment capital and the returns upon
from the fund under the following conditions: 4.1 The mutual fund is converted upon the expiration of the original scheme; 4.2 The unitholders received the investment capital and the returns upon
increase by more than 25% of the original rate for the latest guarantee period, the mutual fund management company can make such an arrangement after having obtained special resolution of the unitholders. (3
increase by more than 25% of the original rate for the latest guarantee period, the mutual fund management company can make such an arrangement after having obtained special resolution of the unitholders. (3
at both individual auditor level and firm level. In order to enhance quality and reliability of the financial disclosure system of the entities and auditors, the SEC has revised the rules on approval
Content Management of Mutual Fund 25. Additional rules for long term funds (LTFs) (1) The mutual fund management company shall establish a system for redemption of investment units, and a system for