supervision of investment management business; legal structure; and offering and sales of funds as well as the related disclosures that are material to the investors' decisions in trading units of funds. o
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management) การทบทวนขอบเขตการกำกับดูแล (review perimeter of regulation) ให้เท่าทันพัฒนาการและความเสี่ยงใหม่ และการบริหารจัดการความขัดแย้งทางผลประโยชน์ในตลาดทุน (managing conflict of interest) และกลุ่มผู้ร่วม
systems by improving compliance with internationally recognized standards and codes. The recommendations contained in the report aim to build on the existing system, and offer the groundwork for a country
separation of the role of chairman and CEO in order to ensure an appropriate balance of power between the board of directors and the management. UPDATE: The SEC has issued the Notification of the Capital