The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online

investment in equity funds in an establishment of LTF collective investment scheme and associated tax incentives ● Issued notifications on the management of LTFs, allowing asset management companies to set up

Transparency and Fairness Among Members As the registrar of provident funds, the SEC is responsible for registering newly set up provident funds, amendment to fund’s articles, and providing advice and opinions

. Accordingly, customers repatriating their funds before such time would be entitled for only a two-third refund for the amount. The 30 percent reserve requirement had a severe impact on the stock market; the SET

trading and clearing and settlement of listed securities to the Securities and Exchange Commission, to be in line with international standards, (2) restructuring the SET Board of Governors structure to

IPOs of 28 companies. At the same time the value of debt instrument offerings was 193,330 million baht. Moreover, Stock Exchange of Thailand (SET) had the distinctions of being the worldûs best

in raising funds for both public and private sectors, thanks in large part to the cooperation among the SEC, capital market organizations and listed firms in underlining the importance and

corporate governance frameworks reduce investor confidence, and can discourage outside investment. Also, as pension funds continue to invest more in equity markets, good corporate governance is crucial for

capital market supervision is crucial and necessary. The regulations under this Notification set a standard for operation of securities clearing houses and central securities depositories so that their

for funds they manage Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits