TMB Asset Management Company Limited Between March 28, 2017 and December 9, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
TMB Asset Management Company Limited Between November 1, 2019 and November 30, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company
Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company
SCB Asset Management Company Limited Between January 28, 2020 and March 3, 2021 SCB Asset Management Company Limited (“SCBAM”), a fund management company, failed to comply with the rules, conditions
Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in
interim management discussion and analysis for the year 2018 to the SET on 4 June, 2019 later than the specified period. SEC Act S.56(4) Settlement Committee Meeting No. 4/2022 Settlement Committee
the interim management discussion and analysis for the first quarterly of 2019 to the SET on June 28, 2019 later than the specified period. SEC Act S.56(4) Settlement Committee Meeting No. 4/2022
transmission system of the Stock Exchange of Thailand (“SET”) within the period specified by the Capital Market Supervisory Board which is within February 28, 2022. However, PK submitted the interim management
, RAM submitted the interim management discussion and analysis for the year 2022 to the SET on March 1, 2023 later than the specified period. SEC Act S.56(4) Settlement Committee Meeting No. 1/2024