sale of newly issued securities to the public (IPO) whereby issuing companies and listed companies would not be allowed to operate business as an investment company to prevent the misuse of the IPO
XM Global Limited : Unlicensed digital asset business (Disclosure Date : 20/01/2023)
Orange Global Invest Company : Unlicensed securities and derivatives business (Disclosure Date : 23/02/2021)
SEC Secretary-General Ruenvadee Suwanmongkol said: “The free-float criteria are specified by SET with the SEC Board’s approval. They carry a significant importance to the trading liquidity of listed
กองทุน Global Wealth Fund (GWF) : Unapproved public offering of newly issued shares (Disclosure Date : 07/07/2020)
Facebook page : SET : Unlicensed securities and derivatives business (Disclosure Date : 15/03/2022)
เว็บไซต์ set-geh.com : Unlicensed securities and derivatives business (Disclosure Date : 28/11/2023)