competitiveness of the SET • More chance for members of the SET to purchase or sell of listed securities outside the SET • Fair competition among depository centers where scripless system can be used for all types
undertake in a different manner from https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/LawReform/SEA-summary.pdf Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc control system; (2) reviewing the financial
order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the Capital Market Supervisory Board shall have the power to specify in its
of the SEC. The person applying for the approval under the first paragraph shall have financial condition, operating system, qualification and paying fees as specified in the notification of the SEC
; (3) any juristic person as specified in the notification of the SEC. The person applying for the approval under the first paragraph shall have financial condition, operating system, qualification and
approval under the first paragraph shall have financial condition, operating system, qualification and paying fees as specified in the notification of the SEC. The SEC Office shall publish the names of the
the internal control system; (2) reviewing the financial report and financial information of the SEC Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing
Committee. SECTION 14/2.4 The Audit Committee shall have the following powers and duties: (1) re-examining and giving opinion to the SEC concerning the internal control system; (2) reviewing the financial
คลหรอืคณะบคุคลทีม่คีวาม เกีย่วขอ้งกบัตลาดทนุ ไมเ่กนิ 6 คน • บคุคลซึง่ บล. สมาชกิ เลอืกต ัง้ ไมเ่กนิ 4 คน • ผูจ้ดัการ ตลท. เป็นกรรมการโดยต าแหนง่ วาระการด ารงต าแหนง่ 3 ปี ด ารงต าแหนง่ไดไ้มเ่กนิ 2 วาระ