Mr. Sakorn Suksriwong Mr. Sakorn Suksriwong, at the time he was holding the position of director of BFIT Securities Public Company Limited (BSEC) (Now being voluntary delisted from the SET), the Vice
quarter of 2016 to the third quarter of 2017 of seven listed company clients by taking advantage of Mr. Warot’s authorized access to the draft financial statements in the EY information system and the
information system, and sold them out after the companies disclosed their financial statements through the SET Information Transmission System. 2. During 16 February 2017 – 10 November 2017, Mr. Warot and
Mr. Sunthorn Chaononghin On February 22, 2010, Mr. Sunthorn Chaononghin, an engineer of Solartron Public Company Limited (SOLAR), illegally purchased SOLAR shares in such a way as to take advantage
such a way as to take advantage of other persons by using adverse material non-public information concerning LVT net loss in Q1/2010 of 37.65 million baht which was significantly different from LVT net
trading account of Another person in such a way as to take advantage of other persons by using positive material non- public information concerning RPC investment inSammakorn Public Company Limited (SAMCO
accounts in such a way as to take advantage of other persons by using material non-public information concerning the business operation of CMO for Q 2/2012 that he obtained by virtue of his positions before
nominee account, in such a way as to take advantage of other persons by using material non-public information concerning the interim dividend payment 2012 and warrants to purchase CMO ordinary shares to be
constitute an unfair advantage to its customers or other interested person as specified in the notification of the Capital Market Supervisory Board. That is, the securities broker failed to Inefficient
posted SP sign by the Stock Exchange of Thailand (the SET), failed to prepare and submit the financial statements for the six-month period ended 30 June 2013 to the SEC Office and the SET within August 14