TikTok account ?sawakami..set? impersonates ?Sawakami Asset Management (Thailand) Co., Ltd.? : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)
channel as a tool to evade or contravene the governing law and regulations (regulatory arbitrage) on the undertaking of investment management business,* which prescribe stricter supervision. For example, it
investigations into the case. With regard to investor rights protection, the SEC has rendered full support in coordinating and arranging discussions with the SET, the Association of Investment Management
TikTok account sawakami_set impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 02/10/2024)
to the securities trading regulations to enhance market orderliness, as proposed by the Stock Exchange of Thailand (SET), with the key points as follows: (1) Increasing the Dynamic Price Band on a per
>> Execution of Agreements for Management and Management of Private Fund Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 133 26/12/1999 30/03
Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Synopsis) 07/04/2015 01/10/2015 Notification of the Office of the Securities and Exchange Commission Sor Thor
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