Dated 11/11/2022 SCB Asset Management Company Limited Between July 25, 2019 and April 15, 2021 SCB Asset Management Company Limited, (“SCBAM”), a fund management company failed to comply with the rules
judgement of the Appeal Court shall be final. The SEC Office files a complaint with inquiry official for the violation. Violating the prohibition(s) NO. NO - a suspension of trading in securities and
national economy. At present, there are six legislations administered by the SEC, namely: the Securities and Exchange Act of 1992 ; the Derivatives Act of 2003 ; the Trust for Transactions in Capital Market
securities http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business. Later, the company took
Company Limited (“VI”)), a securities http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business
Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office http://market.sec.or.th/public/idisc/en/Enforce Settlement
/public/idisc/en/Enforce Civil Action Dated 16/09/2020 Freehold Eight Thonglor property fund (“UOB8TF”) Units through the securities trading accounts of Mrs. Usuma Sarapoonsup and Miss Thitirat Lohaset by
/idisc/en/Enforce Civil Action Dated 16/09/2020 Freehold Eight Thonglor property fund (“UOB8TF”) Units through the securities trading accounts of Mrs. Usuma Sarapoonsup and Miss Thitirat Lohaset by using