หลักทรัพย์หรือสัญญาซื้อขายล่วงหน้าของลูกค้าไปใช้ประโยชน์โดยการซื้อขายหลักทรัพย์ตัดหน้าลูกค้า (front running) หรือเปิดเผยข้อมูลดังกล่าวให้แก่บุคคลอื่นซึ่งอาจอาศัยข้อมูลที่ได้มานั้นไปซื้อขายหลักทรัพย์ตัด
> Regulations > Fundraising > Equity Instrument > Share > Fund Raising for Foreign Company Regulations SHARE : Detail Content Shares Fundraising for Foreign Company Related Rules and
Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application By
provident funds 2.1 Disclosure of Information After a private fund management agreement has been executed, the private fund management company shall disclose the following information to its client: (1
license in the category of venture capital management under this Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the
must not exceed the maximum limits specified in the scheme and the prospectus of the offer for sale of the investment units. (1) For advertisement expenses that a mutual fund management company may
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
: Clause 1 Application and approval on establishment of limited company or public limitedcompany to undertake securities finance business and application and issuance of license to the companyso established