SEC Secretary-General Rapee Sucharitkul stated that SEC has issued notifications related to the offering of digital token through ICO process and the the approval of ICO portal under the Royal Decree on Digital Asset Businesses, B.E. 2561. The regulation will come into force since 16 July 2018.Since the royal decree stipulates that the issuance of ICO must be done only through ICO portals which will act as initial screener of ICO issuer. After the related notifications come into effect, S...
Bangkok, October 17, 2006 ? The followings are the resolutions of the SEC Board Meeting No. 11/2549 held on October 13, 2006: 1. Amendments to domestic sale of debt securities offered by foreign issuers The SEC Board has extended the permission for shelf registration, previously granted to Thai juristic persons only, to include the offering for domestic sale of debt securities issued by foreign juristic persons (baht bond). To prevent investors from receiving misleading information conc...
Bangkok, June 5, 2014 ? The SEC is seeking public comment on revision of rules governing mutual fund prospectus to provide more useful information for investment decision making. Management
Bangkok, October 2, 2007 ? The SEC is conducting a public hearing on the proposed amendments to the shelf filing rules for the issuance of short-term debt securities to facilitate greater flexibility
Bangkok, December 18, 2009 ? The SEC is inviting public comment on the draft amendment to the rules regarding procedure for sale of investment units suitable for investors with different risk
Bangkok, November 25, 2009 ? The SEC is inviting the public to comment on the proposed revision to the rules governing information disclosure of mutual funds. To provide investors with more concise
Bangkok, 25 January 2018 ? The SEC is seeking public comments on a draft amendment to the rules governing issuance and offering of derivative warrants (DW) to require additional and continuing
Presently, several companies are interested to raise fund through digital token offer to finance their investment in office buildings or condominiums which will later be rented for income shared to holders of digital tokens or real estate-backed initial coin offering (ICO). Meanwhile, the regulations have not yet extended to such fund raising method and a smart contract has not yet covered an enforcement of investors’ rights in some issues which are activities occurring outside blockchain...
The amended rules on approval of ICO portals give the applicants more flexibility and reduce risk on developing/investing in high-cost work systems while the approval process is underway
Bangkok, October 21, 2009 ? The SEC is conducting the second public consultation on the regulations governing establishment and management of infrastructure funds.Having taken into account comments and suggestions from the earlier consultation conducted during September 1 to October 15, 2008, the SEC has revised several relevant provisions, including those governing the offering and allotment of investment units, multi-tranche investment units, investment limit, investment in infrastructure proj...