development SEC Roles Related organizations Related persons Sustainable development roadmap Rules/Regulations SEC Securities and Exchange Act B.E. 2535 (1992) Related notifications I Code Investment Governance
development SEC Roles Related organizations Related persons Sustainable development roadmap Rules/Regulations SEC Securities and Exchange Act B.E. 2535 (1992) Related notifications I Code Investment Governance
supervision under the authority of multiple agencies as seen in the following areas: Securities trading The Ministry of Finance had the power to regulate securities trading on the Stock Exchange of
SEC with three tiers of authority : The SEC Board primarily responsible for policy formulation for market promotion and development ; the Capital Market Supervisory Board issuing rules and regulations
; The law on special purpose juristic persons for securitization; The law on provident fund. Our objectives for administration of the regulations and rules are as follows: Investors have access to
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
and Provision of Investment Advice Member of the Sub-committee on Consideration of Regulations on Issuance and Offering of Equity Instruments, Governance of Securities Issuing Companies and Business
. (Accounting) Thammasat University, Thailand Current Positions Chairman of the Sub-committee on Consideration of Regulations on Issuance and Offering of Equity Instruments, Governance of Securities
the relevant rules and regulations, including complaint handling, coordination and reporting to the SEC in case of matters liable to violation of the governing laws; ● In case the company ignores or