period of time; “CLMV company” means a foreign company established under the law of the Kingdom of Cambodia, the Lao People’s Democratic Republic, the Republic of the Union of Myanmar or the Socialist
appraiser. (3) The Company has duly and completely complied with the rules on connected transactions pursuant to the relevant laws and regulations. Therefore, the Board of Directors’ Meeting resolved to
lower than that as inspected and appraised by the independent appraiser. (3) The Company has duly and completely complied with the rules on connected transactions pursuant to the relevant laws and
independent appraiser. (3) The Company has duly and completely complied with the rules on connected transactions pursuant to the relevant laws and regulations. Therefore, the Board of Directors’ Meeting
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
Section 114 Securities and Exchange Act B.E. 2535 Section 114. In operating the business of securities dealing, a securities company shall comply with the rules, conditions and procedures as
Complaints of Clients dated 3 August 2009; (2) The Notification of the Capital Market Supervisory Board No. Tor Thor. 63/2552 Re; Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which
People’s Democratic Republic, the Republic of the Union of Myanmar and the Socialist Republic of Vietnam. “registration statement” means a registration statement for offer for sale of securities issued by a
Exchange Commission No. SorThor/Nor. 12/2551 Re: Rules for Establishment of Risk Management System for Business Continuity of Derivatives Business Operators _____________ By virtue of: (1) The first
mutual fund had been given an approval by the Office in accordance with the rules, conditions and procedures as specified in the notification of the SEC.