in refusing to accept assets or other kinds of benefits from any persons involved in the operation of the SEC to prevent obstruction of duty performance. The violation of such rule is not only deemed
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borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its
. Leadership from the top levels of government is necessary to pro- mote public confidence in the state‟s commitment to implementing the rule of law. 7 Corporate Governance in Asia (2010) 8 IOSCO, 2010
percent of the votes and another with 20 percent. Five direc- tors need to be elected. without a cumulative voting rule, each shareholder must vote separately for each director. the majority shareholder
the gap between household savings and investment in the real economy. As a consequence, good corporate governance will reassure shareholders and other stakeholders that their rights are protected and
institutions in the US revealed their losses from US subprime investments. Worries over recession of the real estate sector in the US stock market led to investors' portfolio adjustments and capital outflows. In
trading prices. Although the Thai BDC is a rule maker on ethics, practices and standards in the secondary market of debt instruments as well as supervises traders, it does not do much in terms of market
the Securities and Exchange Act, the Provident Fund Act, or any rule prescribed thereunder, such dispute shall also have the following characteristics: (a) the dispute occurred not more than six months
the Securities and Exchange Act, the Provident (UNOFFICIAL TRANSLATION) - 3 - Fund Act, or any rule prescribed thereunder, such dispute shall also have the following characteristics: (a) the dispute