), which is punishable under Section 274. In addition, the responsible management may be liable to punishment as prescribed by law. The SEC shall consider further legal action in due course
punishment of those found to be in violation of the Securities and Exchange Act, the SEC said it has made good progress in examining many complaints. Investigations are on-going and more time is needed to
SEC Secretary-General Rapee Sucharitkul said that SEC has issued the notification relating to business operations of digital asset business operators under the royal decree on digital asset
/ Regulations Search Acts/Royal Enactments Securities and Exchange Act Derivatives Act Emergency Decree on Digital Asset Businesses Provident Fund Act Emergency https://capital.sec.or.th/webapp/nrs
/Regulations Laws / Regulations Search Acts/Royal Enactments Securities and Exchange Act Derivatives Act Emergency Decree on Digital Asset Businesses Provident Fund Act Emergency https://capital.sec.or.th/webapp
/ Regulations Search Acts/Royal Enactments Securities and Exchange Act Derivatives Act Emergency Decree on Digital Asset Businesses Provident Fund Act Emergency https://capital.sec.or.th/webapp/nrs
…………………………… In offence relating to.……………………………………………. Under the law……………………………………………………. Punishment ……………………………………………… Completion date of punishment………..… (attachment) (if any) O No (2) Was convicted by the final
.……………………………………………. Under the law……………………………………………………. Punishment ……………………………………………… Completion date of punishment………..… (attachment) (if any) O No (2) Was convicted by the final judgement of the court for an offence under
, any punishment that promotes firm quality, and relevant personal evaluation criteria) and Please describe the details of such actions briefly. B20 How does the firm's leader communicate the audit firm
( 57 ) About SEC ( 42 ) Act and Royal Enactment ( 25 ) Budget ( 23 ) Manual Select ( 22 ) Financial Report ( 17 ) Enforcement ( 10 ) Strategic Plan ( 10 ) investor ( 9 ) Market Data ( 9 ) Investors ( 7