Ascot Global Trading Website: www.ascotfx.com : Unlicensed securities and derivatives business (Disclosure Date : 14/11/2012)
Ascot Global Trading Website: www.ascotfx.com : Unlicensed securities and derivatives business (Disclosure Date : 14/11/2012)
statistical information Our focus for 2014 2 4 8 15 19 33 37 40 47 49 Summary of inspection results A. Firm level B. Engagement level A. Firm level B. Engagement level 1 Thai capital market is one of the
Audit Firm Name: Subject : Ethical Requirements Prepared by Date INDEPENDENCE, INTEGRITY AND OBJECTIVITY: A. Independence Procedures Checklist: Obtain a copy of the firm’s documented ethics
firm considers as high risk? Please describe the relevant responses to these risks 2 Does the firm consider all ethical requirements outlined in the Code of Ethics during the risk assessment process for
Preserve Market Fairness and Transparency, Understand Industry, and be a Firm and Fair Regulator [ MESSAGE FROM THE CHAIRMAN ] (Mr. Somk id Ja tus r ip i t ak ) Cha i rman [ Message from the Chairman ]4
Industry and Be a Firm and Fair Regulator ● Proposed Changes of the Structure of the SEC ● Procedures for Issuing Rules and Regulations Governing the Capital Market ● Roles of the SEC as Law Enforcement
with a firm commitment to efficiency, transparency and fairness. We have reached our operational goals and witnessed continual market development including stronger ethical conduct in all important areas
Address fb sec.or.th Laws/Regulations Laws / Regulations Search Acts/Royal Enactments Securities and Exchange Act Derivatives Act Emergency Decree on Digital Asset Businesses Provident Fund Act Emergency
Address fb sec.or.th Laws/Regulations Laws / Regulations Search Acts/Royal Enactments Securities and Exchange Act Derivatives Act Emergency Decree on Digital Asset Businesses Provident Fund Act Emergency